This one-day programme will provide participants with an understanding and analysis of the sanctions regime including the failures of financial institutions and global firms around the world in breaching sanction rules.
Leveraging on group-based activities and using case examples/ common regulatory/audit findings, the programme will also provide participants the ability to leverage on industry-wide best practices in adhering/ managing sanctions risk.
Programme Outline
Learning Objectives
By the end of the programme, participants will be able to:
Define e-KYC and know the objectives and uses of e-KYC
Apply e-KYC standards according to regulatory requirements
Comply with e-KYC requirements in the conduct of CDD and ECDD
Address specific identification issues and e-KYC challenges
Construct and implement the overall e-KYC framework to meet legal and regulatory requirements and expectations
Board of directors, Senior Management, Audit, the MLRO/Chief Compliance Officer, the Compliance Function, HR, training, risk, IT and other critical departments Managers and Supervisors, Business Lines and all employees
Requirement of corporate governance and integrity of all employees
Training and awareness
Monitoring and record keeping
Reporting requirements – Threshold reporting and Suspicious Transaction Reporting (STR)
Dealing with the authorities and enforcement agencies
Audit
Management Information (MI) and oversight
Identification and verification through e-KYC
Ensuring effective e-KYC implementation
Additional safeguards to facilitate deployment of e-KYC solutions
Tips for successful implementation and management of e-KYC
Meeting expectations and requirements of regulators and stakeholders
METHODOLOGY
Lecture with presentations, case studies, examples and discussions
Participant profile
Senior management, compliance officers, credit officers in business and corporate banking and finance, business lines, regulators and supervisors
Trainer
Datin Dr Lee Mei Pheng
Senior partner, banking law consultant & practitioner, Detta Samen & Co Advocates
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As the industry’s preferred partner in learning and development, ABS offers customised and open enrolment training programmes that cover a comprehensive list of banking areas.
Senior partner, banking law consultant & practitioner, Detta Samen & Co Advocates
Datin Dr Lee Mei Pheng is a senior partner, banking law consultant and practitioner at Detta Samen & Co Advocates, one of the most established law firms in Sarawak. She is an Advocate and Solicitor of the High Court in Malaya and an Advocate of the High Court in Sabah and Sarawak.
She had previously served at OCBC Bank in Malaysia as Head of the Legal department and Assistant Vice President of the Kuching Branch in Sarawak for ten years and since 1984, been a leading consultant and lecturer for international financial institutions and large corporations. She is also a course director for Euromoney Training in Hong Kong. Her other professional contributions include being a consultant, commissioned author, editorial reviewer and specialist for LexisNexis, AICB and Oxford publications, an external assessor for business and company Law at Wawasan Open University, Penang and author of many publications.
Datin Dr Lee holds a Doctor of Philosophy (Laws) from the University of Liverpool, England, specialising in Banking and Finance Law, with her PHD research on banking fraud. She also holds an LLB First Class Honours degree from the University of Malaya and was a Fellow of the Faculty of Law. She resides on the Gold Coast, Australia and since 2000, has been an Adjunct Associate Professor with the Faculty of Law at Bond University, Queensland, Australia. She is a Fellow of the Financial Services Institute of Australasia and Tim Fischer Centre for Global Trade and Finance, as well as a Member of the Law Advisory Board, Bond University, Australia. She is also an Associate Fellow of the Institute of Bankers, Malaysia (now known as Asian Institute of Chartered Bankers or AICB).
Presently, she is also a member of the Institute of Company Directors Malaysia and the Singapore Institute of Directors.
The Asian Banking School (ABS) is dedicated to developing talent and is the largest specialised provider of quality banking training programmes in the ASEAN region.
Note ON CURRENCY CONVERSION in IPAY88 Payment Gateway
Please take note that this amount will be reflected in Malaysian Ringgit (MYR) in the iPay88 Payment Gateway based on the daily foreign currency exchange rate.
Note for offline payment Method
Kindly download the Payment Form here for our banking details and if making company sponsored payments. You are required to upload this form to complete the registration process.
Kindly download the Payment Form here for our banking details and if making company sponsored payments. You are required to upload this form to complete the registration process.
